Principal Associate, Enterprise Data Risk Management

Richmond, VA

Full-time

Onsite

$107K/yr - $122K/yr

Entry, Mid, Senior Level, Lead/Staff

Capital One is a diversified banking company that offers early and later stage venture, and debt financing investments. They are seeking a Principal Associate for their Enterprise Data Risk Management team to help identify, manage, and mitigate data management risks. The role involves supporting the challenge of data management controls and collaborating with stakeholders to enhance the control environment.

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Responsibilities

Supporting end to end challenge of data management controls:
Performing proper planning to execute the required test process steps by established deadlines with minimal supervision
Assessing Design Effectiveness of automated/hybrid/manual controls in adherence with enterprise standards
Creating and maintaining adequate testing support documentation such as workpapers, rationale, testing reports, etc. to support the result of reviews including the write-up of findings/issues for reporting
Identifying internal control weaknesses and recommending remediation to strengthen the control environment
Performing Quality Assurance reviews of completed test workbooks and results
Building relationships and collaborating with key stakeholders
Supporting process documentation creation and revision, including version control

Qualification

Required

Bachelor’s Degree or military experience
At least 2 years of experience in control testing or internal audit

Preferred

Certified in Risk and Information Systems Control (CRISC), or Certified Information System Auditor (CISA), or Certified Internal Auditor (CIA)
2+ years of financial services industry experience
2+ years of data management experience
3+ years of control testing or internal audit experience