Aegon offers products and services in the life insurance, pension, retirement, and asset management fields. The Intermediate Compliance Analyst plays a crucial role in mitigating legal exposure by enforcing company policies and regulatory requirements, while also contributing to the development of compliance programs and providing guidance across departments.
Review current policies and procedures; identify and help to implement new and/or enhanced practices.
Contribute to the development of new and/or enhanced compliance programs and enterprise-wide initiatives.
Research current, new, and proposed regulatory requirements (e.g., statutes, regulations, bulletins) to determine impact to organization.
Provide guidance and/or develop summaries related to regulatory requirements; identify possible courses of action for various departments.
Analyze processes, services and products and provide ongoing guidance to ensure compliance with regulatory and statutory requirements.
Compile information for completion of reporting, including reports for management and state/federal regulators. Depending on complexity of the request, perform analysis, identify trends and follow up on opportunities for enhancement.
Manage, oversee and analyze reports from third-parties (e.g., sub advisors, audit firms)
Provide guidance and support to business partners (e.g., Sales and Marketing) in creation of mandated product training.
Update and maintaining complete and accurate policies, procedures, compliance logs or files.
Assist team members with research and assigned tasks, and provide training to supported teams.
Qualification
Required
Bachelor’s degree in business, marketing, pre-law or other relevant field, or equivalent education and experience.
Two years of regulatory, securities, or advertising compliance experience.
Areas of experience desired may vary based upon assigned compliance functions and may include contract development, claims, underwriting, legal research, fraud or anti-money laundering investigations and/or communications.
Written and verbal communication skills.
Analytical and research skills.
Proficiency using MS Office tools.
Preferred
Benefits
Competitive Pay
Bonus
Benefits Package
Pension Plan
401k Match
Employee Stock Purchase Plan
Tuition Reimbursement
Disability Insurance
Employee Discounts
Career Training & Development Opportunities
Certification Sponsorship
Be Well Company sponsored holistic wellness program
Wellness Coaching and reward dollars
Parental Leave
Adoption Assistance
Employee Assistance Program
College Coach Program
Back-up Care Program
Paid Time Off to Volunteer
Employee Matching Gifts Program
Employee Resource Groups
Inclusion and Diversity Programs
Employee Recognition Program
Aegon offers products and services in the life insurance, pension, retirement, and asset management fields.
